Finance Latvia Association in cooperation with Temple Grange Partners invites you to register for the second Baltic level Riga Compliance Forum on October 16, 2018. Experienced subject matter practitioners in Sanctions, KYC and AML solutions will refine topics already started in the June 14 Riga Compliance Forum.

Recent events in the Baltics and Nordics reveal issues of high relevance to practitioners of AML/CFT compliance. It extends beyond the financial institutions – to clients and partners. Requiring dedication and unwavering commitment towards implementing the highest standards of compliance and fighting financial crime to achieve long-term sustainable growth.

Participants will delve into the specifics of undertaking an effective KYC and UBO compliance procedures. Such that fulfills the regulatory expectations while sensitive to specifics of Compliance programmes in different business models, such as international trade. We shall also focus on current dilemmas of effective sanctions compliance.

An in-depth learning forum for financial services staff and dedicated professionals from other institutions. Delivered by experienced subject matter practitioners in Sanctions, KYC and AML solutions, complemented with specialist presentations showcasing the latest technology. This collaborative event combines technical presentations, hands-on workshops and expert-led demonstrations to deliver a practical guide on current best practices in the following areas:

  • KYC – Meeting Latest Regulatory Expectations of international regulators (AMLD 4& AMLD 5) Ultimate Beneficial
  • Ownership (UBO) – AMLD 4 & AMLD 5
  • Suspicious Transaction Reporting – AMLD 4 & AMLD 5 – FIU - Effective Internal Follow-Through Trade Finance
  • Managing Trade-Based Money Laundering
  • A Practitioner Perspective – Sanctions Screening and the Customer Lifecycle (incl. USA & EU Sanctions).
  • Sanctions Screening Technology – Overview and Demonstration

Registration and fee

The event is open for registered participants only. Please register and provide billing details by October 1st at www.ej.uz/RigaComplianceForum_II.

Participation fee is EUR 120 for members of Finance Latvia Association and governmental institutions; EUR 240 for other participants.

Participants will get CAMS credits (number TBC) and a certificate of attendance.

Working language - English.

Partners

The event is organized by the Finance Latvia Association and will be carried out by Temple Grange Partners. Please visit www.templegrangepartners.com for more information about the company.

Questions and information: Please contact Ms. Elīna Logina- elina.logina@financelatvia.eu +371 67284528

Members

Associate members